Employment tribunal proceedings


You are strongly advised to obtain legal advice before any steps in the tribunal process is taken. We are specialist employment lawyers only acting for employees and senior executives. Please feel free to complete the contact form or call us.

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Employment law- Tribunal proceedings

Time limits

In most unfair dismissal claims, the starting process for your employment tribunal claim must commence within 3 months less one day, from the date your paid employment ended.

For discrimination claims or complaints relating to non-payment of salary or holiday pay, the 3 month period begins from the date of the act complained of (which may be continuing, in which case the time for commencing the process will also continue to run). So, the last act of discrimination or non-payment of salary, for exampe, is of prime importance.

In terms of what that “starting process” is, ACAS must be notified within the above 3 month less one day period of the intention to issue proceedings, thus invoking its “Early Conciliation Service“.

After ACAS has been contacted, the time limit for making a claim to the tribunal is automatically “paused” for up to one calendar month, plus a further 14 days if more time is needed for conciliation. If the case is not settled by this time, ACAS will bring the early conciliation to a close and issue a formal certificate to this effect.

Once the ACAS certificate is issued stating that early conciliation has been complied with, the time for issuing the tribunal claim will start to run again. You will then have a period of one month or the balance of the original 3 month time period (whichever is longest period) from this time in which to actually lodge your claim with the tribunal. What extra period you actually have will depend on when you contacted ACAS. If you make contact with ACAS shortly before the end of the original 3 month time limit, you will not be time barred, whilst the early conciliation process is happening. You would have the period of the ACAS conciliation time, plus an additional 1 month from the date of the certificate. You may have longer than a month if you notified ACAS of the claim much earlier (for example a few weeks after your employment was terminated).

These are complicated rules and it is easy to come unstuck. It is always best to obtain specialist employment law advice on this.

If ACAS are not contacted within the 3 month time period, you will not be able to issue your tribunal claim and you will  also be too late to contact ACAS . Although you can make an application to the tribunal to present your claim out of time, there are very few exceptions where this will be granted, and you are therefore likely to be time barred.

 Employment tribunal fees

You will need to pay an issue fee when your claim is filed in the employment tribunal (this is £250 for a standard unfair dismissal claim). There is a further fee to pay for the actual hearing, assuming your case gets that far- many case are settled well before this time.

There is a fee remission scheme in place which may result in a reduction of the amount you need to pay depending on your personal circumstances.

 How does the ACAS Early Conciliation Service work?

First and foremost, you do not have to use ACAS to conciliate your claim, and in many cases, it will not be in your best interests to do so. ACAS are not your “advisors”, and will not protect your interests in the same way as your lawyer would. Indeed, we have seen numerous instances where employees have come to us after their employers had flatly refuse to negotiate a settlement after being approached by ACAS. This makes future negotiations and tactics much more difficult than would have been the case if a legal professional had made the initial approach.

What must be done, however, is that your claim does need to be registered with ACAS under their Early Conciliation Service before a claim can be made to the employment tribunal. Either you or your lawyer can do this. The registration of your claim is therefore not the same as ACAS actually dealing with it.

In terms of what needs to be provided to ACAS under the Early Conciliation scheme, this includes very basic details of the claim, including your contact information. ACAS has indicated the quickest way to do this is via its website at acas.org.uk/earlyconciliation. The notification will need to be made within the normal time limit for bringing a claim (3 months less one day for routine unfair dismissal cases).

ACAS will then attempt to make contact by the end of the following working day to check the information provided, find out what the claim is about and explain the early conciliation process. At some point after this, an ACAS conciliator will call either you or your legal advisor to obtain consent to approach the employer to begin the conciliation process.

If you have a legal advisor, then ACAS can be informed to either hold off on any process their end whilst negotiations are proceeding or they can simply be told that their services are not required. If ACAS are involved in negotiations, it may not be possible to make contact with your employer, or your employer may not wish to engage in the process, In either of these scenarios, if it becomes clear that ACAS are not required, they  will bring the process to a close and an early conciliation certificate will be issued. You will then be provided with a certificate number and are free to lodge your claim, but there are important (and complicated) time limits that will need to be complied with once the certificate has been issued.

ACAS has produced an explanatory leaflet explaining how the early conciliation process works, which you can access by clicking here.

If you have already been through the ACAS Early Conciliation process without success and wish to now issue tribunal proceedings or continue to negotiate, please contact us. This is very familiar territory for our firm and we will advise you what is best to do and whether a positive outcome can still take place without the necessity of issuing proceedings (as is often the case).

Remember, you usually have to be employed for 23 months and 3 weeks before qualifying to issue a claim for unfair dismissal.

Click here for exceptions when the 2 year rule doesn’t apply.

Issuing your tribunal claim

A claim must be lodged on a specific form called an ET1, which should set out in full the factual allegations and legal complaints. 

You will also need to pay the appropriate fee at the time of issue. For routine unfair dismissal cases, this is £250, unless you are entitled to a fee remission (based on your financial means).

The Tribunal will review the ET1 and assuming the claim is accepted, it will then send the form to your employer (who is referred to as “the Respondent”).  Your employer then has 28 days in which to submit its formal response to the claim, using a form called an “ET3”.  The ET3 will state whether the claim is resisted (in whole or in part) together with the grounds.

What happens next?

Both you and your employer will be given directions on how the case is to proceed, and deal with the time periods for your to exchange evidence, including witness statements, and also to agree a bundle of relevant papers to be used at the hearing. In some cases, there will be a specific directions hearing rather than it being dealt with in correspondence.

You and your employer will be given written notice of the hearing, which can only be changed if there is a good reason to do so, e.g. on medical grounds or the unavailability of a relevant witness. You will need to pay a fee of £950 before the hearing can go ahead, unless you are entitled to remission based on a means test.

At the hearing, you will usually be called to give your evidence first and call your witnesses, which will then be cross examined by your employer. The atmosphere of an employment tribunal is more informal than a court. It is not intended to be oppressive to the employee, many of whom represent themselves.

The judgement is usually given the same day as the tribunal finishes in the more simple cases. The judgement is otherwise reserved and it may be many weeks before it is available.

For more information on issuing tribunal proceedings and a free consultation, please get in contact on 020 7100 5256 and ask to speak to Philip Landau or any member of the employment team, or email us.

 

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